Compliance Officer

Overview

In this Compliance Officer role, you contribute to shaping and maintaining the group’s regulatory framework across multiple jurisdictions. You work closely with cross-functional teams and act as a point of contact for day-to-day compliance matters. You will support policy development, monitoring plans, due diligence, sanctions, audits, and regulatory reporting. Your work strengthens governance and helps ensure the business meets its FCA and Lloyd’s obligations. This hands-on position offers broad exposure to regulatory and governance activities within a collaborative international insurance group.

Responsibilities

• Develop and maintain Group compliance policies and procedures
• Support the Compliance Monitoring Plan and risk-based framework
• Conduct TOBA reviews, market partner due diligence and ongoing oversight
• Assist Lloyd’s Atlas and delegated oversight activities
• Support internal and external audits
• Manage sanctions screening and escalate matches
• Oversee Appointed Representatives
• Assist underwriting and claims peer reviews
• Support FCA regulatory reporting (RegData and Connect)
• Maintain compliance registers (breaches, complaints, conflicts of interest, gifts & hospitality)
• Support regulatory training, MI and quarterly Board reporting
• Provide day-to-day compliance guidance to brokers, underwriters and stakeholders
• Assist with complaints investigations and regulatory responses
• Review legal and commercial documentation

Key requirements

• Experience in insurance compliance and UK regulatory environment
• Exposure to compliance monitoring, TOBAs, due diligence, sanctions, regulatory reporting and governance frameworks
• Hands-on, cross-functional stakeholder engagement across the business

• Stakeholder engagement
• Collaborative mindset
• Attention to detail
• Regulatory reporting
• TOBAs
• Due diligence

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