Compliance Manager: Financial Services Risk & Assurance

Company: John Williams Ltd
Apply for the Compliance Manager: Financial Services Risk & Assurance
Location: North East
Job Description:

John Williams Ltd seeks a Compliance Manager in Gateshead to support the Head of Compliance and Audit, helping to maintain a risk-based framework and provide day-to-day leadership on compliance matters. You will oversee appointed representatives and promote good customer outcomes within FCA-regulated activities.

The role requires substantial experience in compliance, risk, governance or audit within FCA-regulated financial services, with a focus on monitoring, assurance reviews, and issue

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Posted: October 22nd, 2026