Global Compliance Audit Team Associate

Overview

In this role, you will support the Global Compliance audit team by performing assurance activities across audits, continuous monitoring, and closure verification. You’ll work with cross-functional stakeholders to convey risk and business impact clearly. You’ll adopt new audit tools and leverage data-driven analysis to strengthen internal controls. This is a hands-on position that contributes to independent risk assessment within Morgan Stanley’s Internal Audit framework.

Responsibilities

• Execute a wide range of assurance activities (audits, continuous monitoring, closure verification)
• Understand and adopt new audit tools and techniques
• Develop clear, concise messages on risk and business impact
• Identify and leverage data to inform analysis of coverage area
• Collaborate with internal stakeholders to deliver team outputs
• Manage multiple deliverables while maintaining high-quality work

Key requirements

• Basic understanding of audit principles, tools and processes (risk assessments, planning, testing, reporting, continuous monitoring)
• Clear and concise communication with ability to tailor messages to the audience
• Ability to identify patterns and anomalies in data
• Commitment to inclusive behaviors
• Willingness to solicit and provide feedback for self and peer development

• clear communication
• collaboration
• adaptability
• audit principles and processes
• data analysis
• risk assessment and testing

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