Senior Internal Auditor – Wealth Management

Overview

As Senior Internal Auditor for Wealth Management at Schroders, you will lead and contribute to audits across Wealth Management, ensuring high-quality work aligned with IIA standards. You’ll identify risks, report findings clearly, and drive action through stakeholder engagement. You’ll work closely with the Wealth Management team and the Head of Internal Audit Wealth Management to strengthen the control environment amid evolving regulatory expectations. This role offers impact across a global financial services firm with a client-focused mission.

Pay / Benefits

• flexible working arrangements
• competitive salary
• inclusive culture
• equal opportunities employer
• accommodations for neurodiversity, disability, or health needs

Responsibilities

• Lead and participate in Wealth Management audits
• Deliver audit work on-time and to high standard per IIA Standards and internal methodology
• Act as Wealth Management subject-matter expert on audits when required
• Identify, assess and escalate risks, control gaps and issues with sound judgement
• Produce clear audit reports with actionable recommendations
• Monitor and follow up on audit actions and track progress
• Build relationships across Schroders and stay updated on regulatory developments
• Support the Head of Internal Audit Wealth Management in duties

Key requirements

• Minimum 3 years’ experience in internal audit or risk/control role
• Financial services experience with Wealth Management knowledge
• Ability to travel to Horsham and occasionally internationally
• Strong understanding of IIA Standards
• Proficiency in data analytics tools
• Professional certification in auditing, accounting or similar

• Analytical thinker
• Detail oriented
• Strong communicator
• Data analytics tools
• Internal audit techniques
• IIA Standards knowledge

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