Posted 01 September 2026 Salary £70000 – £75000 per annum + bonus, benefits, hybrid working Location England Job type Permanent Discipline Risk & Compliance Reference ML900_1788264045
***SURVEILLANCE ASSOCIATE -MARKET ABUSE*** A leading brokerage/trading house are looking for an experienced market abuse surveillance professional to join their team in the City.
DUTIES & RESPONSIBILITIES OF A SURVEILLANCE ASSOCIATE
Review and analyse T+1 alerts
Investigate and elevate potential cases of market abuse/manipulation
Review telephone and e-communication alerts
Collate MI and make reports for senior stakeholders
Assist with improving/calibrating alert assessments
Deal with queries from the FCA and the Exchanges
Assist with PA dealing requests and provide market conduct training.
QUALITIES & ATTRIBUTES REQUIRED FOR A SURVEILLANCE ASSOCIATE
You will have proven market abuse surveillance experience ideally from a brokerage/trading commodities house. Salary: £70-75K plus bonus and benefits.
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