Surveillance Associate

Company: Kennedy Pearce Consulting
Apply for the Surveillance Associate
Location: London
Job Description:

Posted 01 September 2026 Salary £70000 – £75000 per annum + bonus, benefits, hybrid working Location England Job type Permanent Discipline Risk & Compliance Reference ML900_1788264045

***SURVEILLANCE ASSOCIATE -MARKET ABUSE*** A leading brokerage/trading house are looking for an experienced market abuse surveillance professional to join their team in the City.

DUTIES & RESPONSIBILITIES OF A SURVEILLANCE ASSOCIATE

Review and analyse T+1 alerts

Investigate and elevate potential cases of market abuse/manipulation

Review telephone and e-communication alerts

Collate MI and make reports for senior stakeholders

Assist with improving/calibrating alert assessments

Deal with queries from the FCA and the Exchanges

Assist with PA dealing requests and provide market conduct training.

QUALITIES & ATTRIBUTES REQUIRED FOR A SURVEILLANCE ASSOCIATE

You will have proven market abuse surveillance experience ideally from a brokerage/trading commodities house. Salary: £70-75K plus bonus and benefits.

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Posted: October 22nd, 2026